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Produktbild: Canadian Securities Exam Fast-Track Study Guide

Canadian Securities Exam Fast-Track Study Guide

62,99 €

inkl. gesetzl. MwSt., Versandkostenfrei


Beschreibung

Produktdetails

Einband

Taschenbuch

Erscheinungsdatum

15.07.2013

Verlag

John Wiley & Sons

Seitenzahl

384

Maße (L/B/H)

28/21,6/2,1 cm

Gewicht

666 g

Auflage

4. Auflage

Sprache

Englisch

ISBN

978-1-118-60568-4

Beschreibung

Produktdetails

Einband

Taschenbuch

Erscheinungsdatum

15.07.2013

Verlag

John Wiley & Sons

Seitenzahl

384

Maße (L/B/H)

28/21,6/2,1 cm

Gewicht

666 g

Auflage

4. Auflage

Sprache

Englisch

ISBN

978-1-118-60568-4

Herstelleradresse

Libri GmbH
Europaallee 1
36244 Bad Hersfeld
DE

Email: Libri GmbH

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  • Produktbild: Canadian Securities Exam Fast-Track Study Guide
  • Acknowledgements vi

    Introduction: How to Use this Book vii

    Chapter 1: The Capital Market 1

    Introduction 1

    Suppliers and Users of Investment Capital 1

    The Role of Financial Instruments 4

    Financial Markets 5

    Chapter 1 Review Questions 8

    Chapter 2: The Canadian Securities Industry 11

    An Overview of the Canadian Securities Industry 11

    The Role of Financial Intermediaries 11

    The Canadian Securities Industry 12

    Chartered Banks 14

    Other Intermediaries 16

    Chapter 2 Review Questions 18

    Chapter 3: The Canadian Regulatory Environment 21

    Regulatory Organizations 21

    Arbitration 24

    Regulation and Investor Protection 24

    The Ethics of Trading 26

    Takeovers and Insider Trading 28

    Chapter 3 Review Questions 29

    Chapter 4: Economic Principles 33

    Overview of Economics 33

    Measuring the Economy 34

    Labour Markets 36

    Interest Rates 37

    Money and Inflation 38

    International Economics 39

    Chapter 4 Review Questions 41

    Chapter 5: Economic Policy 45

    Economic Theories 45

    Fiscal Policy 46

    Monetary Policy 46

    Chapter 5 Review Questions 49

    Chapter 6: Fixed-income Securities: Features and Types 53

    Overview and Terminology 53

    Bond Features 54

    Government Securities 56

    Corporate Bonds 57

    Chapter 6 Review Questions 61

    Chapter 7: Fixed-income Securities: Pricing and Trading 67

    Bond Pricing Principles 67

    The Term Structure of Interest Rates 71

    Delivery, Regulation, and Settlement 72

    Bond Indexes 73

    Chapter 7 Review Questions 74

    Chapter 8: Equity Securities: Common and Preferred Shares 79

    Introduction 79

    Common Shares 79

    Preferred Share Characteristics 81

    Stock Indices and Averages 87

    Chapter 8 Review Questions 89

    Chapter 9: Equity Securities: Equity Trading 95

    Cash and Margin Accounts 95

    Short Sales 97

    Equity Transactions 98

    Chapter 9 Review Questions 99

    Chapter 10: Derivatives 105

    Introduction 105

    Options 106

    Futures and Forwards 112

    Rights and Warrants 115

    Chapter 10 Review Questions 118

    Chapter 11: Financing and Listing Securities 123

    Basic Forms of Business Organization 123

    The Incorporation Process 125

    Government and Corporate Financing 127

    The Financing Procedure 130

    The Listing Process 133

    Chapter 11 Review Questions 135

    Chapter 12: Corporations and Their Financial Statements 139

    Understanding Financial Statements 139

    Statement of Financial Position 139

    Statement of Comprehensive Income 143

    Other Components 145

    Chapter 12 Review Questions 146

    Chapter 13: Fundamental and Technical Analysis 151

    Overview 151

    Fundamental Macroeconomic Analysis 152

    Industry Analysis 153

    Fundamental Valuation Models 155

    Technical Analysis 158

    Chapter 13 Review Questions 160

    Chapter 14: Company Analysis 165

    Fundamental Company Analysis 165

    Interpreting Financial Statements 166

    Assessing Preferred Share Investment Quality 174

    Chapter 14 Review Questions 176

    Chapter 15: Introduction to the Portfolio Approach 183

    Introduction 183

    Risk and Return 183

    Portfolio Risk and Return 187

    The Portfolio Management Process 189

    Chapter 15 Review Questions 191

    Chapter 16: The Portfolio Management Process 197

    Developing an Asset Mix and Selecting Investment Styles 197

    Implementing the Asset Mix 200

    Monitoring the Economy, the Markets, the Portfolio, and the Client 201

    Evaluating Portfolio Performance 202

    Chapter 16 Review Questions 203

    Chapter 17: Evolution of Managed and Structured Products 209

    Managed versus Structured Products 209

    Chapter 17 Review Questions 211

    Chapter 18: Mutual Funds: Structure and Regulation 213

    Introduction 213

    The Structure of Mutual Funds 214

    Labour-sponsored Venture Capital Corporations (LSVCCs) 217

    Regulation of Mutual Funds 219

    Chapter 18 Review Questions 223

    Chapter 19: Mutual Funds: Types and Features 227

    Types of Mutual Funds 227

    Fund Management Styles 229

    Redeeming Mutual Fund Units or Shares 229

    Comparing Mutual Fund Performance 231

    Chapter 19 Review Questions 233

    Chapter 20: Segregated Funds and Other Insurance Products 237

    Key Features of Segregated Funds 237

    Maturity Guarantees and Benefits 238

    Fees and Expenses 241

    Tax Considerations 242

    Regulation 245

    Other Insurance Products 247

    Chapter 20 Review Questions 247

    Chapter 21: Hedge Funds 251

    Overview of Hedge Funds 251

    Hedge Fund Indexes 253

    Benefits and Risks of Hedge Funds 253

    Due Diligence 254

    Hedge Fund Strategies 255

    Funds of Hedge Funds 257

    Chapter 21 Review Questions 257

    Chapter 22: Exchange-listed Managed Products 261

    Closed-end Funds 261

    Income Trusts 262

    Exchange-traded Funds 263

    Chapter 22 Review Questions 264

    Chapter 23: Fee-based Accounts 267

    Fee-based Accounts 267

    Chapter 23 Review Questions 269

    Chapter 24: Structured Products 271

    Principal Protected Notes (PPNs) 271

    Index-linked Guaranteed Investment Certificates (GICs) 272

    Split Shares 272

    Asset-backed Securities (ABS) 273

    Mortgage-backed Securities (MBS) 274

    Chapter 24 Review Questions 274

    Chapter 25: Canadian Taxation 277

    Taxes and Taxation Issues 277

    Taxation of Investment Income 278

    Tax Deferral Plans 281

    Basics of Tax Planning 284

    Chapter 25 Review Questions 285

    Chapter 26: Working with the Retail Client 289

    The Process of Financial Planning 289

    Financial Planning Aids 291

    Ethics and the Financial Advisor 292

    Case Studies 294

    Chapter 26 Review Questions 296

    Chapter 27: Working with the Institutional Client 299

    Who Are Institutional Clients? 299

    Suitability Requirements for

    Institutional Investors 300

    Roles and Responsibilities in the Institutional Market 301

    Chapter 27 Review Questions 301

    CSC Practice Examination #1: Chapters 1-12 319

    CSC Practice Examination #2: Chapters 13 -27 341

    Answers to Practice Exam #1: Chapters 1-12 363

    Answers to Practice Exam #2: Chapters 13 -27 369